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Supervisor's Guide to Counseling
counseling meeting
 
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Introduction
Counseling Session
When to Conduct
How to Conduct
Who Should Attend
Counseling Memo
Writing the Memo
Contract Information
Summary
 
Contact

Please contact Susan Earshen or Emmanuel Hillery at 878-4822 if you have any questions.

 
 

 Summary of Contractual Provisions and Employee Rights

UNIT ABBREVIATIONS
ASU (Administrative Services Unit):  composed primarily of office support staff and administrative personnel.

ISU (Institutional Services Unit):  composed mostly of employees responsible for providing therapeutic and custodial care in the State's institutions.

OSU (Operational Services Unit):  composed of craft workers, maintenance and repair personnel, and machine operators.

M/C (Management/Confidential):  employees, those who formulate policy, assist the State in preparing for collective bargaining or have a major role in administering contracts or in personnel administration requiring the exercise of independent judgment, or act in a confidential capacity to a managerial employee.

PS&T (Professional, Scientific, and Technical Services Unit):  composed primarily of professional personnel, often with professional experience or a college degree prerequisite.

SSU (Security Services Unit):  composed of security personnel such as correction officers and institution safety officers.

SSPU (Security Supervisors Unit):  composed of security supervisors mostly lieutenants

COUNSELING SESSION
Union Representation:
SSU AND SSPU:
If a counseling situation warrants that more than one supervisor be present, the employee is entitled to union representation.

COUNSELING MEMO
Personal History Folder:
All Units & M/C: 
Copies of counseling memos must be placed in an employee's personal history folder.

Employee Receipt/Signature:
ISU:
 An employee may be given the opportunity to acknowledge receipt of a counseling memo by signing it prior to its placement in the employee's personal history folder. Where such signature is not obtained, the memorandum must be mailed to the employee by certified mail.

OSU:  Where practicable, the employee must be provided the opportunity to read a counseling memo before placement in their personnel file. The employee must acknowledge that he/she has read the memo by signing it. Where prior reading and signature is not practicable, two copies of the memo shall be sent to the employee by certified mail, return receipt requested. The employee shall acknowledge receipt by signing one copy and returning it to the employer for filing.

SSU and SSPU:  Employees may not be required to sign a counseling memo. However, they may be asked to acknowledge receipt of the memo by signing it prior to its placement in the official personal history folder. Such signature does not necessarily indicate agreement with the content of the memo.

Employee Response:
All Units & M/C:  Employees may file a response to a counseling memo in their personal history file.

Removal of the Memo:
ASU, ISU, OSU:  Upon written request, a counseling memo over two years old must be removed from the employee's personal history folder. In addition, a counseling memo may be removed at any time upon mutual agreement of the employee and the agency.

PS&T:  Upon written request, counseling memorandum over three years old must be removed from an employee's personal history folder.

SSU and SSPU:  Upon written request, a counseling memo over three years old must be removed from their personnel file, provided that the employee has received no additional counseling memo or Notices of Discipline during that period. In addition, a counseling memo may be removed at an earlier date if agreed to by the agency.

M/C:  As a general rule, employees should be treated comparably to the above bargaining units.

 
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